HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,803 Value ($000) $112 Avg Close $4.36 Range $4.07 - $4.68
Q4 2017
Shares 10,732 Value ($000) $123 Avg Close $4.29 Range $4.08 - $4.45
Q3 2017
Shares 11,512 Value ($000) $132 Avg Close $4.13 Range $3.67 - $4.42
Q2 2017
Shares 12,510 Value ($000) $143 Avg Close $4.16 Range $4.02 - $4.30
Q1 2017
Shares 12,887 Value ($000) $143 Avg Close $3.98 Range $3.61 - $4.20
Q4 2016
Shares 10,223 Value ($000) $108 Avg Close $4.11 Range $3.35 - $4.76
Q3 2016
Shares 10,120 Value ($000) $137 Avg Close $4.57 Range $4.11 - $4.75
Q2 2016
Shares 15,993 Value ($000) $195 Avg Close $3.89 Range $3.65 - $4.13
Q1 2016
Shares 16,277 Value ($000) $189 Avg Close $3.44 Range $2.87 - $3.92