HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

West Family Investments, Inc.'s Holding History (CIK: 0001568303)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 58,641 Value ($000) $658 Avg Close $4.29 Range $4.08 - $4.45
Q3 2017
Shares 74,470 Value ($000) $827 Avg Close $4.13 Range $3.67 - $4.42
Q2 2017
Shares 158,628 Value ($000) $1,866 Avg Close $4.16 Range $4.02 - $4.30
Q1 2017
Shares 106,472 Value ($000) $1,185 Avg Close $3.98 Range $3.61 - $4.20
Q4 2016
Shares 106,472 Value ($000) $1,121 Avg Close $4.11 Range $3.35 - $4.76
Q3 2016
Shares 106,472 Value ($000) $1,444 Avg Close $4.57 Range $4.11 - $4.75
Q2 2016
Shares 206,354 Value ($000) $2,518 Avg Close $3.89 Range $3.65 - $4.13
Q1 2016
Shares 206,354 Value ($000) $2,396 Avg Close $3.44 Range $2.87 - $3.92
Q4 2015
Shares 206,354 Value ($000) $2,421 Avg Close $3.41 Range $2.78 - $3.92
Q3 2015
Shares 202,554 Value ($000) $1,833 Avg Close $3.24 Range $2.76 - $3.79
Q2 2015
Shares 30,436 Value ($000) $386 Avg Close $4.04 Range $3.72 - $4.23
Q1 2015
Shares 24,294 Value ($000) $336 Avg Close $3.99 Range $3.75 - $4.22
Q4 2014
Shares 24,294 Value ($000) $340 Avg Close $3.88 Range $3.65 - $4.02
Q3 2014
Shares 9,314 Value ($000) $125 Avg Close $3.85 Range $3.49 - $3.97
Q2 2014
Shares 9,314 Value ($000) $136 Avg Close $3.60 Range $3.26 - $4.05
Q1 2014
Shares 93,750 Value ($000) $1,173 Avg Close $3.61 Range $3.16 - $3.80
Q4 2013
Shares 113,334 Value ($000) $1,610 Avg Close $3.48 Range $3.22 - $3.69
Q3 2013
Shares 113,334 Value ($000) $1,510 Avg Close $3.40 Range $3.25 - $3.57
Q2 2013
Shares 113,334 Value ($000) $1,557 Avg Close $3.38 Range $3.10 - $3.55