HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

MUFG Securities EMEA plc's Holding History (CIK: 0001597694)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015

Shares 4,387 Value ($000) $61 Avg Close $3.99 Range $3.75 - $4.22

Q4 2014

Shares 4,387 Value ($000) $61 Avg Close $3.88 Range $3.65 - $4.02

Q3 2014

Shares 4,387 Value ($000) $59 Avg Close $3.85 Range $3.49 - $3.97

Q2 2014

Shares 4,387 Value ($000) $64,138 Avg Close $3.60 Range $3.26 - $4.05

Q1 2014

Shares 3,594 Value ($000) $44,961 Avg Close $3.61 Range $3.16 - $3.80

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2015	4,387	$61	$3.99	$3.75 - $4.22
Q4 2014	4,387	$61	$3.88	$3.65 - $4.02
Q3 2014	4,387	$59	$3.85	$3.49 - $3.97
Q2 2014	4,387	$64,138	$3.60	$3.26 - $4.05
Q1 2014	3,594	$44,961	$3.61	$3.16 - $3.80