HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 10,346 Value ($000) $0 Avg Close $7.77 Range $6.62 - $8.40

Q4 2022

Shares 10,729 Value ($000) $124,452 Avg Close $7.59 Range $6.03 - $8.45

Q3 2022

Shares 10,126 Value ($000) $101 Avg Close $7.58 Range $6.10 - $8.57

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	10,346	$0	$7.77	$6.62 - $8.40
Q4 2022	10,729	$124,452	$7.59	$6.03 - $8.45
Q3 2022	10,126	$101	$7.58	$6.10 - $8.57