HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 7,132 Value ($000) $116 Avg Close $7.59 Range $6.65 - $8.38

Q4 2020

Shares 6,101 Value ($000) $81 Avg Close $6.66 Range $5.86 - $7.21

Q3 2020

Shares 5,631 Value ($000) $69 Avg Close $6.17 Range $5.56 - $6.61

Q2 2020

Shares 5,198 Value ($000) $57 Avg Close $5.10 Range $3.21 - $6.24

Q1 2020

Shares 4,020 Value ($000) $33 Avg Close $5.77 Range $2.25 - $6.68

Q4 2019

Shares 1,835 Value ($000) $24 Avg Close $5.89 Range $5.45 - $6.28

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	7,132	$116	$7.59	$6.65 - $8.38
Q4 2020	6,101	$81	$6.66	$5.86 - $7.21
Q3 2020	5,631	$69	$6.17	$5.56 - $6.61
Q2 2020	5,198	$57	$5.10	$3.21 - $6.24
Q1 2020	4,020	$33	$5.77	$2.25 - $6.68
Q4 2019	1,835	$24	$5.89	$5.45 - $6.28