HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 152 Value ($000) $0 Avg Close $7.59 Range $6.03 - $8.45

Q3 2022

Shares 473 Value ($000) $4 Avg Close $7.58 Range $6.10 - $8.57

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	152	$0	$7.59	$6.03 - $8.45
Q3 2022	473	$4	$7.58	$6.10 - $8.57