HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 2,000 Value ($000) $0 Avg Close $7.77 Range $6.62 - $8.40

Q1 2022

Shares 600 Value ($000) $8 Avg Close $8.87 Range $7.79 - $9.64

Q1 2021

Shares 9,386 Value ($000) $134 Avg Close $7.59 Range $6.65 - $8.38

Q1 2019

Shares 4,885 Value ($000) $57 Avg Close $5.43 Range $4.83 - $6.02

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	2,000	$0	$7.77	$6.62 - $8.40
Q1 2022	600	$8	$8.87	$7.79 - $9.64
Q1 2021	9,386	$134	$7.59	$6.65 - $8.38
Q1 2019	4,885	$57	$5.43	$4.83 - $6.02