HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Joseph P. Lucia & Associates, LLC's Holding History (CIK: 0001775391)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 315 Value ($000) $3 Avg Close $5.10 Range $3.21 - $6.24

Q1 2020

Shares 315 Value ($000) $3 Avg Close $5.77 Range $2.25 - $6.68

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	315	$3	$5.10	$3.21 - $6.24
Q1 2020	315	$3	$5.77	$2.25 - $6.68