HORIZONS ETF TR I

CUSIP: 44053G108 Class: EXCHANGE TRADED

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,498 Value ($000) $38 Avg Close — Range —
Q2 2018
Shares 1,498 Value ($000) $36 Avg Close — Range —
Q1 2018
Shares 1,498 Value ($000) $36 Avg Close — Range —
Q4 2017
Shares 1,498 Value ($000) $37 Avg Close — Range —
Q3 2017
Shares 3,649 Value ($000) $87 Avg Close — Range —
Q2 2017
Shares 1,903 Value ($000) $45 Avg Close — Range —
Q1 2017
Shares 1,903 Value ($000) $44 Avg Close — Range —