HORIZONS ETF TR I

CUSIP: 44053G108 Class: EXCHANGE TRADED

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 758,022 Value ($000) $19,049 Avg Close — Range —
Q2 2018
Shares 718,731 Value ($000) $17,278 Avg Close — Range —
Q1 2018
Shares 726,443 Value ($000) $17,289 Avg Close — Range —
Q4 2017
Shares 470,130 Value ($000) $11,533 Avg Close — Range —
Q3 2017
Shares 420,687 Value ($000) $10,054 Avg Close — Range —
Q2 2017
Shares 388,480 Value ($000) $9,184 Avg Close — Range —
Q1 2017
Shares 303,289 Value ($000) $7,054 Avg Close — Range —