HORIZONS ETF TR I

CUSIP: 44053G108 Class: EXCHANGE TRADED

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 297,286 Value ($000) $7,471 Avg Close — Range —
Q2 2018
Shares 257,468 Value ($000) $6,190 Avg Close — Range —
Q1 2018
Shares 235,554 Value ($000) $5,606 Avg Close — Range —
Q4 2017
Shares 183,769 Value ($000) $4,508 Avg Close — Range —
Q3 2017
Shares 174,580 Value ($000) $4,172 Avg Close — Range —
Q2 2017
Shares 157,320 Value ($000) $3,719 Avg Close — Range —
Q1 2017
Shares 151,478 Value ($000) $3,522 Avg Close — Range —