HORIZONS ETF TR I

CUSIP: 44053G603 Class: HRZNS S&P500 COV

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 18,289 Value ($000) $952 Avg Close — Range —
Q2 2018
Shares 13,665 Value ($000) $683 Avg Close — Range —
Q1 2018
Shares 13,763 Value ($000) $663 Avg Close — Range —
Q4 2017
Shares 7,954 Value ($000) $400 Avg Close — Range —
Q3 2017
Shares 8,165 Value ($000) $403 Avg Close — Range —