HORTONWORKS INC

CUSIP: 440894103 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 354,866 Value ($000) $5,117 Avg Close — Range —
Q3 2018
Shares 210,366 Value ($000) $4,798 Avg Close — Range —
Q2 2018
Shares 210,366 Value ($000) $3,833 Avg Close — Range —
Q1 2018
Shares 210,366 Value ($000) $4,285 Avg Close — Range —
Q4 2017
Shares 210,366 Value ($000) $4,230 Avg Close — Range —