ING PRIME RATE TR

CUSIP: 44977W106 Class: EXCHANGE TRADED

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 7,841 Value ($000) $45 Avg Close — Range —
Q4 2013
Shares 7,841 Value ($000) $46 Avg Close — Range —
Q3 2013
Shares 8,690 Value ($000) $53 Avg Close — Range —
Q2 2013
Shares 8,690 Value ($000) $55 Avg Close — Range —