ING PRIME RATE TR

CUSIP: 44977W106 Class: EXCHANGE TRADED

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 84,882 Value ($000) $492 Avg Close — Range —
Q4 2013
Shares 84,882 Value ($000) $494 Avg Close — Range —
Q3 2013
Shares 17,222 Value ($000) $104 Avg Close — Range —
Q1 2013
Shares 73,667 Value ($000) $474 Avg Close — Range —