ING GLBL ADV & PREM OPP FUND

CUSIP: 44982N109 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,843 Value ($000) $70 Avg Close — Range —
Q4 2013
Shares 5,843 Value ($000) $69 Avg Close — Range —
Q3 2013
Shares 5,843 Value ($000) $70 Avg Close — Range —
Q2 2013
Shares 5,843 Value ($000) $72 Avg Close — Range —