IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 79,366 Value ($000) $9 Avg Close — Range —
Q2 2016
Shares 37,859 Value ($000) $9 Avg Close — Range —
Q1 2016
Shares 37,859 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 19,166 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 19,166 Value ($000) $8 Avg Close — Range —
Q2 2015
Shares 16,773 Value ($000) $8 Avg Close — Range —
Q1 2015
Shares 16,773 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 12,448 Value ($000) $9 Avg Close — Range —
Q2 2014
Shares 22,764 Value ($000) $25 Avg Close — Range —
Q1 2014
Shares 25,040 Value ($000) $31 Avg Close — Range —
Q4 2013
Shares 19,352 Value ($000) $18 Avg Close — Range —
Q3 2013
Shares 18,208 Value ($000) $47 Avg Close — Range —
Q2 2013
Shares 20,514 Value ($000) $39 Avg Close — Range —