IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 90,379 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 124,881 Value ($000) $28 Avg Close — Range —
Q1 2016
Shares 101,378 Value ($000) $29 Avg Close — Range —
Q4 2015
Shares 101,378 Value ($000) $36 Avg Close — Range —
Q3 2015
Shares 101,378 Value ($000) $43 Avg Close — Range —
Q2 2015
Shares 101,378 Value ($000) $48 Avg Close — Range —
Q1 2015
Shares 92,013 Value ($000) $45 Avg Close — Range —
Q4 2014
Shares 92,013 Value ($000) $67 Avg Close — Range —
Q3 2014
Shares 92,013 Value ($000) $82 Avg Close — Range —
Q2 2014
Shares 92,013 Value ($000) $103 Avg Close — Range —
Q1 2014
Shares 91,560 Value ($000) $112 Avg Close — Range —
Q4 2013
Shares 91,560 Value ($000) $85 Avg Close — Range —
Q3 2013
Shares 91,560 Value ($000) $235 Avg Close — Range —
Q2 2013
Shares 91,560 Value ($000) $178 Avg Close — Range —