IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 51,000 Value ($000) $47 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $26 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $19 Avg Close — Range —