IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 1,796 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 1,682 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 1,986 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 6,360 Value ($000) $6 Avg Close — Range —
Q3 2013
Shares 844 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 13,218 Value ($000) $26 Avg Close — Range —