IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 26,395 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 10,633 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 1,350 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 17,540 Value ($000) $6 Avg Close — Range —
Q3 2015
Shares 15,725 Value ($000) $7 Avg Close — Range —
Q2 2015
Shares 6,375 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 1,350 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 27,555 Value ($000) $20 Avg Close — Range —