IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536105 Class: CMN

D'Orazio & Associates, Inc.'s Holding History (CIK: 0001646821)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 75 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 75 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 3,000 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 3,000 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 3,000 Value ($000) $0 Avg Close — Range —