IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536121 Class: *W EXP 08/12/202

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,995 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 100 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 1,500 Value ($000) $0 Avg Close — Range —
Q3 2017
Shares 2,858 Value ($000) $0 Avg Close — Range —
Q2 2017
Shares 10,462 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 1,322 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 1,222 Value ($000) $1 Avg Close — Range —