IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536204 Class: COM NEW

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 58,540 Value ($000) $12 Avg Close — Range —
Q2 2018
Shares 32,270 Value ($000) $8 Avg Close — Range —
Q1 2018
Shares 33,627 Value ($000) $8 Avg Close — Range —
Q4 2017
Shares 21,592 Value ($000) $7 Avg Close — Range —
Q3 2017
Shares 44,088 Value ($000) $16 Avg Close — Range —
Q2 2017
Shares 125 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 125 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 1,312 Value ($000) $2 Avg Close — Range —