IMMUNOCELLULAR THERAPEUTICS

CUSIP: 452536204 Class: COM NEW

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 200 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 200 Value ($000) $0 Avg Close — Range —
Q1 2018
Shares 200 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 200 Value ($000) $0 Avg Close — Range —