IMPERIAL HLDGS INC

CUSIP: 452834AE4 Class: NOTE 8.500% 2/15/19

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 700,000 Value ($000) $617 Avg Close — Range —
Q4 2015
Shares 700,000 Value ($000) $594 Avg Close — Range —
Q3 2015
Shares 700,000 Value ($000) $744 Avg Close — Range —
Q2 2015
Shares 1,200,000 Value ($000) $1,328 Avg Close — Range —