IMPERIAL HLDGS INC

CUSIP: 452834AE4 Class: NOTE 8.500% 2/15/19

Nantahala Capital Management, LLC's Holding History (CIK: 0001472322)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 9,970,000 Value ($000) $7,561 Avg Close — Range —
Q3 2016
Shares 11,970,000 Value ($000) $10,716 Avg Close — Range —
Q2 2016
Shares 11,970,000 Value ($000) $10,723 Avg Close — Range —
Q1 2016
Shares 13,970,000 Value ($000) $12,472 Avg Close — Range —
Q4 2015
Shares 14,770,000 Value ($000) $13,010 Avg Close — Range —
Q3 2015
Shares 14,770,000 Value ($000) $16,075 Avg Close — Range —
Q2 2015
Shares 14,770,000 Value ($000) $16,731 Avg Close — Range —
Q1 2015
Shares 14,770,000 Value ($000) $18,475 Avg Close — Range —