INDEXIQ ETF TR

Ticker: QAI CUSIP: 45409B107 Class: NYLI HEDGE MULTI

PLANNING ALTERNATIVES LTD /ADV's Holding History (CIK: 0000712011)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 9,555 Value ($000) $276 Avg Close — Range —
Q3 2018
Shares 21,351 Value ($000) $656 Avg Close — Range —