INDEXIQ ETF TR

Ticker: QAI CUSIP: 45409B107 Class: NYLI HEDGE MULTI

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 150 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 150 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 404 Value ($000) $12 Avg Close — Range —