INDEXIQ ETF TR

Ticker: QAI CUSIP: 45409B107 Class: NYLI HEDGE MULTI

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 1,082 Value ($000) $33 Avg Close — Range —
Q4 2018
Shares 1,138 Value ($000) $33 Avg Close — Range —