INDEXIQ ETF TR

CUSIP: 45409B487 Class: IQ ENCH BD US

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 10,372 Value ($000) $205 Avg Close — Range —
Q2 2017
Shares 14,467 Value ($000) $283 Avg Close — Range —
Q1 2017
Shares 17,098 Value ($000) $333 Avg Close — Range —
Q4 2016
Shares 81,378 Value ($000) $1,588 Avg Close — Range —
Q3 2016
Shares 96,704 Value ($000) $1,957 Avg Close — Range —