INDEXIQ ETF TR

Ticker: MNA CUSIP: 45409B800 Class: NYLI MERGER ARBI

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 1,075 Value ($000) $34 Avg Close — Range —
Q4 2018
Shares 1,146 Value ($000) $36 Avg Close — Range —