INSTITUTIONAL FINL MKTS INC

CUSIP: 45779L107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 12,183 Value ($000) $14 Avg Close — Range —
Q3 2016
Shares 12,183 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 12,374 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 12,374 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 11,000 Value ($000) $13 Avg Close — Range —
Q3 2015
Shares 11,000 Value ($000) $17 Avg Close — Range —