INNOVATOR ETFS TRUST

Ticker: PJAN CUSIP: 45782C508 Class: US EQTY PWR BUF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 31,500 Value ($000) $882 Avg Close — Range —
Q4 2019
Shares 43,880 Value ($000) $1,246 Avg Close — Range —