INNOVATOR ETFS TR

Ticker: UOCT CUSIP: 45782C821 Class: US EQTY ULTRA B

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 3,881 Value ($000) $149 Avg Close — Range —
Q2 2025
Shares 3,881 Value ($000) $143 Avg Close — Range —
Q1 2025
Shares 2,630 Value ($000) $93 Avg Close — Range —
Q4 2024
Shares 2,630 Value ($000) $93 Avg Close — Range —
Q3 2024
Shares 2,630 Value ($000) $92 Avg Close — Range —
Q2 2024
Shares 2,630 Value ($000) $90 Avg Close — Range —
Q1 2024
Shares 2,630 Value ($000) $88 Avg Close — Range —
Q4 2023
Shares 2,389 Value ($000) $77 Avg Close — Range —