INNOVATOR ETFS TR

Ticker: UOCT CUSIP: 45782C821 Class: US EQTY ULTRA B

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 28,418 Value ($000) $708 Avg Close — Range —
Q3 2019
Shares 15,261 Value ($000) $380 Avg Close — Range —