INTERCEPT PHARMACEUTICALS IN

CUSIP: 45845PAA6 Class: NOTE 3.250% 7/0

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,000 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 3,000 Value ($000) $3 Avg Close — Range —