INTERCEPT PHARMACEUTICALS IN

CUSIP: 45845PAA6 Class: NOTE 3.250% 7/0

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,000,000 Value ($000) $778,000 Avg Close — Range —
Q2 2017
Shares 1,000,000 Value ($000) $978,000 Avg Close — Range —
Q1 2017
Shares 1,000,000 Value ($000) $937,000 Avg Close — Range —
Q4 2016
Shares 1,000,000 Value ($000) $896,000 Avg Close — Range —