INTERCEPT PHARMACEUTICALS IN

CUSIP: 45845PAA6 Class: NOTE 3.250% 7/0

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 9,605,000 Value ($000) $10,735 Avg Close — Range —
Q1 2021
Shares 9,605,000 Value ($000) $9,986 Avg Close — Range —
Q4 2020
Shares 9,605,000 Value ($000) $9,491 Avg Close — Range —
Q3 2020
Shares 9,605,000 Value ($000) $10,463 Avg Close — Range —