INTERCEPT PHARMACEUTICALS IN

CUSIP: 45845PAA6 Class: NOTE 3.250% 7/0

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 4,000 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q2 2022
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q1 2022
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q4 2021
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q3 2021
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q2 2021
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q1 2021
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q4 2020
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q3 2020
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q2 2020
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q1 2020
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q4 2019
Shares 4,000 Value ($000) $4 Avg Close — Range —
Q3 2019
Shares 4,000 Value ($000) $3 Avg Close — Range —
Q2 2019
Shares 4,000 Value ($000) $4 Avg Close — Range —
Q1 2019
Shares 4,000 Value ($000) $4 Avg Close — Range —