INVESCO QQQ TR

Ticker: QQQ CUSIP: 46090E103 Class: ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 25,000 Value ($000) $4,492 Avg Close — Range —
Q3 2018
Shares 7,577 Value ($000) $1,408 Avg Close — Range —
Q2 2018
Shares 8,671 Value ($000) $1,495 Avg Close — Range —