INVESCO EXCHANGE TRADED FD T

Ticker: RFG CUSIP: 46137V217 Class: S&P MDCP400 PR

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,250 Value ($000) $207 Avg Close — Range —
Q2 2018
Shares 1,250 Value ($000) $202 Avg Close — Range —