INVESCO EXCH TRADED FD TR II

Ticker: PGX CUSIP: 46138E511 Class: PFD ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 68,085 Value ($000) $975 Avg Close — Range —
Q2 2018
Shares 60,149 Value ($000) $876 Avg Close — Range —