ISHARES

CUSIP: 464286731 Class: EXCHANGE TRADED

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 86,098 Value ($000) $1,350 Avg Close — Range —
Q1 2016
Shares 340,109 Value ($000) $4,714 Avg Close — Range —
Q4 2015
Shares 469,548 Value ($000) $5,998 Avg Close — Range —
Q3 2015
Shares 511,246 Value ($000) $6,729 Avg Close — Range —
Q2 2015
Shares 521,119 Value ($000) $8,228 Avg Close — Range —
Q3 2014
Shares 1,725 Value ($000) $26 Avg Close — Range —
Q2 2014
Shares 1,740 Value ($000) $27 Avg Close — Range —
Q1 2014
Shares 2,040 Value ($000) $29 Avg Close — Range —
Q4 2013
Shares 60,272 Value ($000) $869 Avg Close — Range —
Q3 2013
Shares 456,955 Value ($000) $6,361 Avg Close — Range —
Q2 2013
Shares 3,321 Value ($000) $44 Avg Close — Range —