ISHARES TR

Ticker: OEF CUSIP: 464287101 Class: S&P 100 ETF

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 87,567 Value ($000) $8,001 Avg Close — Range —
Q4 2015
Shares 88,567 Value ($000) $8,075 Avg Close — Range —
Q3 2015
Shares 93,567 Value ($000) $7,933 Avg Close — Range —
Q2 2015
Shares 250,000 Value ($000) $22,710 Avg Close — Range —
Q1 2015
Shares 250,000 Value ($000) $22,565 Avg Close — Range —
Q4 2014
Shares 250,000 Value ($000) $22,735 Avg Close — Range —
Q3 2014
Shares 250,000 Value ($000) $22,040 Avg Close — Range —
Q2 2014
Shares 250,000 Value ($000) $21,633 Avg Close — Range —
Q1 2014
Shares 250,000 Value ($000) $20,703 Avg Close — Range —
Q4 2013
Shares 243,442 Value ($000) $20,047 Avg Close — Range —
Q3 2013
Shares 374,942 Value ($000) $28,061 Avg Close — Range —
Q2 2013
Shares 383,442 Value ($000) $27,589 Avg Close — Range —