ISHARES TR

Ticker: FXI CUSIP: 464287184 Class: CHINA LG-CAP ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 77 Value ($000) $3 Avg Close — Range —

Q2 2015

Shares 101 Value ($000) $5 Avg Close — Range —

Q1 2015

Shares 101 Value ($000) $4 Avg Close — Range —

Q4 2014

Shares 101 Value ($000) $4 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	77	$3	—	—
Q2 2015	101	$5	—	—
Q1 2015	101	$4	—	—
Q4 2014	101	$4	—	—