ISHARES TR

Ticker: IYT CUSIP: 464287192 Class: US TRSPRTION

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 2,600 Value ($000) $484 Avg Close — Range —

Q2 2019

Shares 3,600 Value ($000) $677 Avg Close — Range —

Q2 2018

Shares 4,000 Value ($000) $745 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	2,600	$484	—	—
Q2 2019	3,600	$677	—	—
Q2 2018	4,000	$745	—	—