ISHARES TR

Ticker: IVV CUSIP: 464287200 Class: Exchange Traded Fund

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 11,500 Value ($000) $2,356,000 Avg Close — Range —
Q3 2015
Shares 42,000 Value ($000) $8,094,000 Avg Close — Range —
Q2 2015
Shares 50,837 Value ($000) $10,534,000 Avg Close — Range —
Q1 2015
Shares 48,300 Value ($000) $10,038,000 Avg Close — Range —
Q4 2014
Shares 18,400 Value ($000) $3,806,000 Avg Close — Range —
Q3 2014
Shares 19,500 Value ($000) $3,866,000 Avg Close — Range —
Q2 2014
Shares 9,050 Value ($000) $1,783,000 Avg Close — Range —
Q1 2014
Shares 4,500 Value ($000) $847,000 Avg Close — Range —