ISHARES TR

Ticker: IVV CUSIP: 464287200 Class: Exchange Traded Fund

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 3,592 Value ($000) $966 Avg Close — Range —
Q1 2017
Shares 1,000 Value ($000) $237 Avg Close — Range —