ISHARES TR

Ticker: AGG CUSIP: 464287226 Class: CORE US AGGBD ET

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 1,917 Value ($000) $216 Avg Close — Range —

Q2 2016

Shares 1,917 Value ($000) $216 Avg Close — Range —

Q1 2016

Shares 1,917 Value ($000) $212 Avg Close — Range —

Q4 2015

Shares 1,967 Value ($000) $212 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	1,917	$216	—	—
Q2 2016	1,917	$216	—	—
Q1 2016	1,917	$212	—	—
Q4 2015	1,967	$212	—	—